This website may include forward-looking statements. All statements other than statements of historical fact are forward-looking statements (including words such as “believe,” “estimate,” “anticipate,” “may,” “will,” “should,” and “expect”). Although we believe that the expectations reflected in such forward-looking statements are reasonable, we can give no assurance that such expectations will prove to be correct. Various factors could cause actual results or performance to differ materially from those discussed in such forward-looking statements.
Performance is not indicative of any specific investment or future results. Views regarding the economy, securities markets or other specialized areas, like all predictors of future events, cannot be guaranteed to be accurate and may result in economic loss to the investor.
Investment in securities, including mutual funds, involves the risk of loss.
Adviser has not verified any links to outside content and therefore, does not endorse or guarantee the accuracy of such content or security of any information submitted through any non-affiliated website portal. Adviser does not recommend or endorse any information presented on external web sites.
Nothing on this website should be construed as individual investment advice. Readers should contact an investment professional for financial advice tailored to their individual circumstances.
Aequitas Investment Advisors LLC, an independent investment planning and management firm, is committed to safeguarding the confidential information of our clients. We hold all personal information provided to our firm in the strictest confidence. These records include all personal information that we collect from you in connection with any of the services provided by Aequitas Investment Advisors. We never disclose information to unaffiliated third parties, except after receiving your expressed permission, or as required by law, and have no intentions of doing so in the future. As you know, we use financial information that you provide to us to help you meet your personal investment objectives while guarding against any real or perceived infringements of your rights of privacy. Our policy with respect to personal information about you is listed below.
The categories of nonpublic personal information that we collect from a client depend upon the scope of the advisory agreement. It will include information about your personal objectives, your goals and life aspirations. It will also include information about your family, your finances, your employment and/or business, and information about your health (to the extent it is relevant to the planning process). It may also include information about transactions between you and third parties.
We limit employee and agent access to information only to those who have a business or professional reason for knowing, and only to unaffiliated parties as required or permitted by law. (For example, federal regulations permit us to share a limited amount of information about you with a brokerage firm in order to execute securities transactions on your behalf, or so that our firm can discuss your financial situation with your accountant or lawyer.)
We maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk.
For unaffiliated third parties that require access to your personal information, including financial service companies, consultants and auditors, we also require strict confidentiality in our agreements with them and expect them to keep this information private. Federal and state regulators also may review firm records as permitted or required by law.
We do not provide any of your personal information to mailing list vendors or solicitors and never intend to do so.Personally identifiable information about you will be maintained during the time you are a client and for the required time thereafter that such records are required to be maintained by federal and state securities laws. After this required period of record retention, all such information will be destroyed.
If, at any time in the future, it is necessary to disclose any of your information in a way that is inconsistent with this policy, we will give you advance notice of the proposed change so that you will have the opportunity to opt out of such disclosure.